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SEC1907
SEC Enforcement Update
Date
December 9, 2019
Hear an update from a panel of SEC Accountants on the recent Financial Fraud and Issuer Disclosure enforcement actions and activities within the SEC's Division of Enforcement.
Learning Objectives
- Understand recent SEC Enforcement activity, including the underlying accounting issues within certain matters.
- Learn about the focus of the SEC Enforcement Division, specific to accounting and disclosure matters.
Speakers
Matthew Jacques, CPA
Managing Director, AlixPartners
Peter Rosario, CPA
Supervisory Accountant, U.S. SEC
Justin J. Sutherland, CPA
Senior Enforcement Accountant, U.S. SEC
Tonya Tullis, CPA
Senior Enforcement Accountant, U.S. SEC
Jamie Wohlert, CPA, CFF
Enforcement Accountant, U.S. SEC
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