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BAN2107
SEC Updates from Corporation Finance, Enforcement, & OCA
Date
September 20, 2021
$49
Standard Price
This product is also available as part of the following products:
This includes sessions from the conference: 2021 AICPA & CIMA Conference on Banks & Savings Institutions
The Division of Corporation Finance (Corp Fin), Enforcement and the OCA have been active on many fronts this past year. Join this session for developments and priorities of Corp Fin, Enforcement and the OCA regarding banking and registrant matters.
Learning Objectives
- Assess filing review observations, including those relating to COVID-19, CECL and banking specific responses
- Analyze rule-making initiatives
- Identify matters regarding division monitoring and activities
Speaker - Virtuals
Stephanie Sullivan, CPA
Associate Chief Accountant, U.S. Securities and Exchange Commission
Kevin Vaughn, CPA
Senior Associate Chief Accountant, U.S. Securities & Exchange Commission
Matthew Jacques, CPA
Managing Director, AlixPartners
General
Session Categories
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