Regulators' Forum
Date
October 25, 2013
This panel session includes key representatives from regulatory agencies that write, interpret, supervise and examine the financial regulatory reporting requirements that apply to securities firms, banks and futures commission merchants. The format for this session is a Q&A, so bring your questions.
Speakers
Senior Vice President, Member Regulation, Financial Industry Regulatory Authority
Partner, Deloitte & Touche
Associate Director, Division of Trading and Markets,, U.S. Securities and Exchange Commission, Washington, DC
Commodity Futures Trading Commission
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