Error loading player: No playable sources found

How Can the Customer Protection System Be Improved?

Date
November 29, 2012

Following the liquidations of Lehman, Madoff, MF Global and Peregrine, much attention is being paid to the adequacy of the protections afforded by the securities and commodities custody rules. Mike Macchiaroli and Kevin Piccoli will discuss current proposals that their agencies are considering and ideas for potential further improvements.

Speakers

Speaker Image for Michael Macchiaroli
Associate Director, Division of Trading and Markets,, U.S. Securities and Exchange Commission, Washington, DC

Related Products

Thumbnail for Regulator's Forum
Regulator's Forum
This panel includes key representatives from regulatory agencies that write, interpret, supervise and examine the financial regulatory reporting requirements that apply to securities firms, banks and future commission merchants. The format for this session is a Q&A, so bring your questions…

This site uses cookies to store information on your computer. Some are essential to make our site work, others help us improve, the user experience. By using the site, you consent to the placement of these cookies. Visit our Privacy Center to learn more.