Thomas Smith

Commodity Futures Trading Commission


Appearances

  • Thumbnail for Regulator's Forum
    Identification
    12
    Date
    November 30, 2012
    This panel includes key representatives from regulatory agencies that write, interpret, supervise and examine the financial regulatory reporting requirements that apply to securities firms, banks and future commission merchants. The format for this session is a Q&A, so bring your questions…

    Speakers

    Speaker Image for Thomas Smith
    Commodity Futures Trading Commission
    Speaker Image for Grace Vogel
    Managing Director, Financial Services Advisory Practice, PwC
    Speaker Image for Michael Jamroz
    Partner, Deloitte & Touche
    Speaker Image for Michael Macchiaroli
    Associate Director, Division of Trading and Markets,, U.S. Securities and Exchange Commission, Washington, DC
  • Thumbnail for Regulator's Forum
    Identification
    LB012
    Date
    November 30, 2012
    This panel includes key representatives from regulatory agencies that write, interpret, supervise and examine the financial regulatory reporting requirements that apply to securities firms, banks and future commission merchants. The format for this session is a Q&A, so bring your questions…

    Speakers

    Speaker Image for Grace Vogel
    Managing Director, Financial Services Advisory Practice, PwC
    Speaker Image for Michael Jamroz
    Partner, Deloitte & Touche
    Speaker Image for Michael Macchiaroli
    Associate Director, Division of Trading and Markets,, U.S. Securities and Exchange Commission, Washington, DC
    Speaker Image for Thomas Smith
    Commodity Futures Trading Commission
  • Thumbnail for Regulators' Forum
    Identification
    12
    Date
    October 25, 2013
    This panel session includes key representatives from regulatory agencies that write, interpret, supervise and examine the financial regulatory reporting requirements that apply to securities firms, banks and futures commission merchants…

    Speakers

    Speaker Image for Bill Wollman
    Senior Vice President, Member Regulation, Financial Industry Regulatory Authority
    Speaker Image for Michael Jamroz
    Partner, Deloitte & Touche
    Speaker Image for Michael Macchiaroli
    Associate Director, Division of Trading and Markets,, U.S. Securities and Exchange Commission, Washington, DC
    Speaker Image for Thomas Smith
    Commodity Futures Trading Commission
  • Thumbnail for Regulators' Forum
    Identification
    12
    Date
    October 25, 2013
    This panel session includes key representatives from regulatory agencies that write, interpret, supervise and examine the financial regulatory reporting requirements that apply to securities firms, banks and futures commission merchants…

    Speakers

    Speaker Image for Bill Wollman
    Senior Vice President, Member Regulation, Financial Industry Regulatory Authority
    Speaker Image for Michael Jamroz
    Partner, Deloitte & Touche
    Speaker Image for Michael Macchiaroli
    Associate Director, Division of Trading and Markets,, U.S. Securities and Exchange Commission, Washington, DC
    Speaker Image for Thomas Smith
    Commodity Futures Trading Commission

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