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Working with TPAs/Electronic Auditing
Date
May 14, 2014
As technology expands and changes occur each year, plan auditors need to understand: how the transaction cycle is authorized by the employer; the impact of a SOC1 report; understand the service provider’s audit package; and be able to identify best practices in working with TPAs/record keepers/investment custodians/trustees. Highlights include:
- Understanding the electronic authorization process
- Ways to obtain information that does not seem readily available
- Applying best practices in the review of your processes and procedures when dealing with the paperless/electronic
- environment
Speakers
Vice President, Qualified Project Management, The Newport Group
Carmie L. Howell, CPA
Manager, TIAA-CREF
Sr. Business Project Lead, Principal Financial Group
Michael F. Kraemer, CPA
Fidelity
Susan J. Peirce, CPA
Principal, Apple Growth Partners
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