Error loading player: No playable sources found

Working with TPAs/Electronic Auditing

Date
May 14, 2014

As technology expands and changes occur each year, plan auditors need to understand: how the transaction cycle is authorized by the employer; the impact of a SOC1 report; understand the service provider’s audit package; and be able to identify best practices in working with TPAs/record keepers/investment custodians/trustees. Highlights include:
  • Understanding the electronic authorization process
  • Ways to obtain information that does not seem readily available
  • Applying best practices in the review of your processes and procedures when dealing with the paperless/electronic
  • environment

Speakers

Speaker Image for Thomas Hinsch
Vice President, Qualified Project Management, The Newport Group
Speaker Image for Carmie Howell
Manager, TIAA-CREF
Speaker Image for Linh Lu Le
Sr. Business Project Lead, Principal Financial Group
Speaker Image for Michael Kraemer
Fidelity
Speaker Image for Susan Peirce
Principal, Apple Growth Partners

Related Products

Thumbnail for The Aftermath of CARES Act and Continuing the COVID-19 Chronicles
The Aftermath of CARES Act and Continuing the COVID-19 Chronicles
This session will be a panel discussion covering challenges and the related audit considerations of COVID and the CARES Act facing plan sponsors, service providers and auditors…
Thumbnail for Form 5500: From an Auditor's Perspective
Form 5500: From an Auditor's Perspective
This session will review the important aspects of Form 5500 from an auditor's perspective to facilitate compliance with AU-C-720…
Thumbnail for SOC Deep Dive
SOC Deep Dive
This session will take a deep dive into using SOC 1 (SSAE 18) reports in an EBP audit to aid the auditor in addressing common issues, as well as effectively leveraging them appropriately and at the right time…

This site uses cookies to store information on your computer. Some are essential to make our site work, others help us improve, the user experience. By using the site, you consent to the placement of these cookies. Visit our Privacy Center to learn more.