Linh Lu Le
Sr. Business Project Lead, Principal Financial Group
Linh has over 30 years of employee benefit plan experience with Principal Financial Group. Linh established the 5500 Plan Audit Support Line to offer clients and their auditors a direct contact and resource for audit assistance. Her responsibilities include Subject Matter Expert on 5500/audit, special initiatives designed to further enhance the overall service delivery. Linh also serves as the liaison between the systems and the 5500/audit support operation group. Linh is actively involved with service providers and audit community on audit consistency and best practices.
Appearances
Identification201DateMay 1, 2012Service providers are the key to successful compliance reporting for retirement plans and this session will show how diverse the service provider industry is…Speakers
Beth L. Garner, CPANational Practice Leader, ERISA Audits, BDO USA, LLPSr. Business Project Lead, Principal Financial GroupCarmie L. Howell, CPAManager, TIAA-CREFMichael F. Kraemer, CPAFidelity
Identification207DateMay 15, 2013Service providers are key to a successful audit as well as compliance reporting for retirement plans. This session will show the diversity of the service provider industry…Speakers
Carmie L. Howell, CPAManager, TIAA-CREFHeidi L. LaMarca, CPAPresident/Managing Partner, Windham Brannon,P.C.Sr. Business Project Lead, Principal Financial GroupMichael F. Kraemer, CPAFidelity
Identification30DateMay 14, 2014As technology expands and changes occur each year, plan auditors need to understand: how the transaction cycle is authorized by the employer; the impact of a SOC1 report; understand the service provider’s audit package; and be able to identify best practices in working with TPAs/record keepers/inve…Speakers
Vice President, Qualified Project Management, The Newport GroupCarmie L. Howell, CPAManager, TIAA-CREFSr. Business Project Lead, Principal Financial GroupSusan J. Peirce, CPAPrincipal, Apple Growth Partners$49Standard Price
Identification30DateMay 14, 2014As technology expands and changes occur each year, plan auditors need to understand: how the transaction cycle is authorized by the employer; the impact of a SOC1 report; understand the service provider’s audit package; and be able to identify best practices in working with TPAs/record keepers/inve…Speakers
Vice President, Qualified Project Management, The Newport GroupCarmie L. Howell, CPAManager, TIAA-CREFSr. Business Project Lead, Principal Financial GroupMichael F. Kraemer, CPAFidelitySusan J. Peirce, CPAPrincipal, Apple Growth Partners
Identification44DateMay 19, 2015As plan administration becomes more complex and virtual, plan auditors need to better understand how plan vendors are providing services to their clients. This will help us to perform higher quality and smoother audits…Speakers
Michael F. Kraemer, CPAFidelityCarmie L. Howell, CPAManager, TIAA-CREFSr. Business Project Lead, Principal Financial GroupPartner, Moss Adams
Identification44DateMay 19, 2015As plan administration becomes more complex and virtual, plan auditors need to better understand how plan vendors are providing services to their clients. This will help us to perform higher quality and smoother audits…Speakers
Carmie L. Howell, CPAManager, TIAA-CREFSr. Business Project Lead, Principal Financial GroupPartner, Moss AdamsMichael F. Kraemer, CPAFidelity
IdentificationAAR2209DateDecember 9, 2022join us for this panel discussion featuring panelist from Empower, Principal and Fidelity. They will discuss opportunities and challenges that recordkeepers face and discuss collaborations with auditors…Speakers
Product Lead, Testing & Reporting Services, FidelitySenior Product Manager, EmpowerSr. Business Project Lead, Principal Financial Group$49Standard Price
