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The Division of Corporation Finance and the Office of the Chief Accountant have been active on many fronts this past year. Join this session for developments and priorities of Corp Fin and OCA regarding banking and registrant matters.
Learning Objectives:
Assess filing review observations, including those relating to banking specific responses
Analyze rule-making initiatives
Identify matters regarding division monitoring and activities
Speaker(s):
Rachel
Mincin,
Associate Chief Accountant,
U.S. Securities & Exchange Commission
Stephanie
Sullivan,
CPA,
Associate Chief Accountant,
U.S. Securities and Exchange Commission