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EBP2209 - Nondiscriminatory & Compliance Testing - What Auditors Need to Know

‐ May 10, 2022 1:35pm

This session will provide an overview of the key compliance tests for benefit plans. We will cover the auditor’s responsibility related to the testing and impact on the audit. Additionally, we will discuss the impact of common testing failures on the audited financial statements. After attending this session, attendees will be positioned to:

Learning Objectives:

  • Identify common compliance tests
  • Distinguish the types of compliance tests required for different plan types
  • Recognize the impact of common testing failures on the plan audit



TAX Audit

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