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The Division of Corporation Finance (Corp Fin), Enforcement and the OCA have been active on many fronts this past year. Join this session for developments and priorities of Corp Fin, Enforcement and the OCA regarding banking and registrant matters.
Learning Objectives:
Assess filing review observations, including those relating to COVID-19, CECL and banking specific responses
Analyze rule-making initiatives
Identify matters regarding division monitoring and activities
​Speaker - Virtual(s):
Stephanie
Sullivan,
CPA,
Associate Chief Accountant,
U.S. Securities and Exchange Commission
Kevin
Vaughn,
CPA,
Senior Associate Chief Accountant,
U.S. Securities & Exchange Commission