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BAN2107 - SEC Updates from Corporation Finance, Enforcement, & OCA

‐ Sep 20, 2021 4:30pm

The Division of Corporation Finance (Corp Fin), Enforcement and the OCA have been active on many fronts this past year. Join this session for developments and priorities of Corp Fin, Enforcement and the OCA regarding banking and registrant matters.

Learning Objectives:

  • Assess filing review observations, including those relating to COVID-19, CECL and banking specific responses
  • Analyze rule-making initiatives
  • Identify matters regarding division monitoring and activities

​Speaker - Virtual(s):


All Banks


Concurrent Session (Onsite and Online)

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