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EBP1919

Risk Assessment and Planning Part II

Date
May 6, 2019
$49
Standard Price
This product is also available as part of the following products:
Thumbnail for Employee Benefit Plans Conference 2019
This includes sessions from the conference: Employee Benefit Plans Conference 2019

This session is part 2 of 2 of working through the planning and risk assessment process for the fundamental track case. These sessions include consideration of SOC 1 reports and certifications for limited scope audits.

  • Recognize necessary procedures to properly plan an employee benefit plan, through utilization of an example.
  • Recall risk assessment standards and linkage to planned procedures based on risk evaluation by audit area at the assertion level, utilizing examples of documentation tools.
  • Recognize when limited-scope audits are appropriate utilizing evaluation tool.
  • Identify a SOC 1 report and recall its components' (i.e., user controls) impact on planned procedures and risk assessment by walking through a SOC 1 evaluation.

Speakers

Speaker Image for Theresa McDowell
Partner, Plante Moran
Speaker Image for Chip Harris
Partner, RubinBrown LLP
Speaker Image for Sara Wilson
Managing Director, Grant Thornton LLP
Speaker Image for Gregory Clark
Gregory M. Clark, CPA, CGMA
Partner, Business Compliance & Controls

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