Error loading player: No playable sources found
EBP1919
Risk Assessment and Planning Part II
Date
May 6, 2019
$49
Standard Price
This product is also available as part of the following products:
This includes sessions from the conference: Employee Benefit Plans Conference 2019
This session is part 2 of 2 of working through the planning and risk assessment process for the fundamental track case. These sessions include consideration of SOC 1 reports and certifications for limited scope audits.
- Recognize necessary procedures to properly plan an employee benefit plan, through utilization of an example.
- Recall risk assessment standards and linkage to planned procedures based on risk evaluation by audit area at the assertion level, utilizing examples of documentation tools.
- Recognize when limited-scope audits are appropriate utilizing evaluation tool.
- Identify a SOC 1 report and recall its components' (i.e., user controls) impact on planned procedures and risk assessment by walking through a SOC 1 evaluation.
Speakers
Theresa McDowell, CPA
Partner, Plante Moran
Chip Harris, CPA
Partner, RubinBrown LLP
Sara Wilson, CPA
Managing Director, Grant Thornton LLP
Gregory M. Clark, CPA, CGMA
Partner, Business Compliance & Controls
Related Products
Asking for a Friend
There will be a tremendous amount of information covered in the fundamental track sessions, and we are sure there will be questions that may not get answered during the sessions, or topics that just a need a little bit more explanation…
Contributions, Eligibility and Participant Data, Part I
This session is part 1 of 2 that focuses on the testing of eligibility, participant data and contributions for the fundamentals track case study, including discussion of common errors found in these areas. This session will be continued in Session #34…
Sort Out the SOC Reports Used in Your EBP Audits (Repeat of Session EBP1920)
Each year, you hear about increasing the usage of SOC 1 reports in your EBP audits. Attend this session and leave knowing why it's imperative to use a SOC 1 report in your audit, if applicable. The session will cover key differences between SSAE 16 and SSAE 18…
Financial Reporting and Audit Wrap-Up
This session will cover audit completion and financial reporting for a defined contribution plan, focusing on the fundamental track case study, including required communications to management and those charged with governance…
