Stephen M. Horan Ph.D., CFA, CIPM, CAIA
Executive Director, Financial Planning Review
Stephen M. Horan is executive director of the Financial Planning Review and associate professor of finance at the University of North Carolina Wilmington where he also directs the Master of Science in Finance program. He was previously managing director of the Americas region and managing director of credentialing at CFA Institute where he led the design, development, and delivery of CFA Institute designation and certificate programs, including the CFA Program and the CIPM Program. His research focuses on ESG investing, wealth management, tax-efficient investing and derivatives. He has authored several books, including The New Wealth Management: A Financial Advisers Guide to Managing Investing Client Assets and Strategic Value Investing, which has been place on Warren Buffet's recommended reading list five years in a row. His articles have appeared in peer-reviewed journals, such as the Financial Analysts Journal, Harvard Business Review Latin America, Journal of Financial Research, Journal of Wealth Management, and Financial Services Review. He has received numerous research grants, including the 2012 Graham and Dodd Readers' Choice Award. His award-winning research has been profiled in leading practitioner publications, including CFA Digest and Barron's, as well as the popular press, including the Chicago Tribune and Baltimore Sun. He is often cited in the media, including publications such as The Wall Street Journal, The New York Times, CNBC, Investment News, and Money Magazine. Dr. Horan currently serves on the editorial board of the Journal of Wealth Management and the Financial Services Review. Dr. Horan earned a Ph.D. in Finance at the State University of New York/Buffalo and a BBA degree in Finance at St. Bonaventure University.
Appearances
Identification16DateJanuary 18, 2016Conventional wisdom suggests retirees should sequence withdrawals from retirement accounts in a particular order to minimize taxes…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review- Identification15DateJanuary 11, 2011A
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Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review - Identification31DateJanuary 11, 2011D
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Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review 
Identification36DateJanuary 17, 2012Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review
IdentificationLB036DateJanuary 17, 2012Money chases returns. Investors pile into equity funds at the tail end of bull markets and leave on the tail end of bear markets. Similarly, managers that log high investment returns attract the most capital in later periods despite the lack of positive return persistence…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review
Identification4DateJanuary 20, 2014Money chases returns. Investors pile into equity funds at the tail end of bull markets and leave on the tail end of bear markets. Similarly, managers that log high investment returns attract the most capital despite the lack of positive return persistence. Choose your investment managers smarter…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review$49Standard Price
Identification4DateJanuary 20, 2014Money chases returns. Investors pile into equity funds at the tail end of bull markets and leave on the tail end of bear markets. Similarly, managers that log high investment returns attract the most capital despite the lack of positive return persistence. Choose your investment managers smarter…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review
IdentificationLB036DateJanuary 17, 2012Money chases returns. Investors pile into equity funds at the tail end of bull markets and leave on the tail end of bear markets. Similarly, managers that log high investment returns attract the most capital in later periods despite the lack of positive return persistence…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review- Identification16DateJanuary 18, 2016Conventional wisdom suggests retirees should sequence withdrawals from retirement accounts in a particular order to minimize taxes…
Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review 
Identification15DateJanuary 11, 2011Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review
Identification31DateJanuary 11, 2011Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review
Identification16DateJanuary 18, 2016Conventional wisdom suggests retirees should sequence withdrawals from retirement accounts in a particular order to minimize taxes…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review$49Standard Price
Identification16DateJanuary 18, 2016Conventional wisdom suggests retirees should sequence withdrawals from retirement accounts in a particular order to minimize taxes…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review
IdentificationPFP1818DateJune 11, 2018The role of a family business in wealth creation for high net worth families is well known. Less well understood is the role it plays in wealth management for these same families…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review$49Standard Price
IdentificationPFP2008DateJuly 20, 2020Artificial intelligence was known to have an enormous impact on investment management and financial planning prior to COVID-19, which has in some ways accentuated its impact on small and medium sized practices. Rather than replace human intelligence, however, AI will augment it…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review$49Standard Price
IdentificationPFP2342DateJune 7, 2023Environmental, social and governance (ESG) strategies have experienced a massive inflow of capital despite a lack of evidence that ESG investing accomplishes its purported goals and without investors having information, tools and methods to evaluate and communicate their ESG objectives…Speaker
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review$49Standard Price
IdentificationPFP2346DateJune 8, 2023As CPAs we can bring a comprehensive financial view to our clients like no one else can. Learn how to leverage your knowledge and the expertise of others to help support your clients’ needs…Speakers
Executive Vice President, Market Strategist, PIMCODeanna Pickering, CPA, PFSFinancial Advisor, PMCH Wealth AdvisorsStephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review$49Standard Price
IdentificationPFP2421DateJune 5, 2024Editor's Choice is the presentation of a feature article that showcases the cutting-edge research and insights of a leading scholar in the field of financial planning…Speaker
Chief Investment Officer, Retirement, morningstarModerator
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review$49Standard Price
IdentificationPFP2434DateJune 6, 2024Editor's Choice is the presentation of a feature article that showcases the cutting-edge research and insights of a leading scholar in the field of financial planning…Speaker
Professor, Frank M. Engle Chair of Economic Security Research, The American College of Financial ServicesModerator
Stephen M. Horan, Ph.D., CFA, CIPM, CAIAExecutive Director, Financial Planning Review$49Standard Price
