Jacob Prudhomme JD

Jake is a leader in KPMG’s financial services risk and regulatory compliance practice group with 15+ years of experience providing legal, regulatory, and strategic advice for start-ups and Tier 1 financial institutions, including crypto-native broker-dealers, ATSs, investment advisors, MSBs, and financial data and analytics providers. He has extensive regulatory change management experience, including design and implementation of replicable compliance controls and processes across jurisdictions, including EMEA, APAC, and LATAM. He has provided key guidance on a variety of matters such as compliance examinations, state and federal registration and licensing, and regulatory gap assessments. Prior to joining KPMG, Jake was an SEC senior counsel and a wall street risk and compliance executive.