Kevin Rosen JD

Kevin D. Rosen is a partner in the West Palm Beach office of Shutts & Bowen, where he is a member of the Financial Services Practice Group and the Cybersecurity and Data Privacy Task Force. Kevin focuses his practice on securities regulation, financial regulation, cybersecurity, privacy, and data security. Between 2000 and 2016, Kevin served as Senior Regional Counsel with the Department of Enforcement at the Financial Industry Regulatory Authority (FINRA) and as Associate Regional Director with FINRA Dispute Resolution. At FINRA, Kevin was at the frontline of cybersecurity regulation, having served nationally as FINRA’s Regulatory Specialist on FINRA’s Cybersecurity and Information Technology Disposition Group. Kevin evaluated FINRA’s cybersecurity examinations, findings, recommendations, and disciplinary actions. As a lead FINRA enforcement lawyer, Kevin also directed many significant enforcement proceedings for compliance, supervision and sales practice violations, providing him with years of firsthand experience with FINRA’s restitution and enforcement processes. Prior to FINRA, Kevin was in private practice from 1998 to 2000, and he served as Senior Attorney with the Florida Department of Banking and Finance from 1995 to 1998. Additionally, Kevin is an Adjunct Professor of Law at Nova Southeastern University and teaches cyber and information crime. Kevin also is an International Association of Privacy Professionals Certified Information Privacy Professional/United States (CIPP/US) and a FINRA Certified Regulatory Compliance Professional (CRCP), and he has a J.D. from Nova Southeastern University and a B.S.B.A. in Finance from the University of Florida.