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Employee Benefit Plans 2015


Common Prohibited Transactions: What They Are and How to Avoid Them


May 19, 2015 1:25pm ‐ May 19, 2015 2:40pm

Standard: $49.00

Description

Learn how to spot ERISA-prohibited transactions, why they matter, and what to do about them. This session will address:
• How can auditors identify prohibited transactions?
• What are the consequences of a prohibited transaction?
• What are the most common prohibited transactions?
• What can be done to correct prohibited transactions outside of the DOL’s Voluntary Fiduciary Correction Program and Prohibited Transaction Exemptions?

Speaker(s):

  • Lyssa E. Hall, JD, LLM, Director, Office of Exemption Determinations, U.S. Department of Labor (EBSA)
  • Chip Harris, CPA, Partner, RubinBrown LLP
  • John L. Utz, J.D., Managing Member, Utz & Lattan, LLC

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