Learn how to spot ERISA-prohibited transactions, why they matter, and what to do about them. This session will address: • How can auditors identify prohibited transactions? • What are the consequences of a prohibited transaction? • What are the most common prohibited transactions? • What can be done to correct prohibited transactions outside of the DOL’s Voluntary Fiduciary Correction Program and Prohibited Transaction Exemptions?
Director, Office of Exemption Determinations,
U.S. Department of Labor (EBSA)