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Employee Benefit Plans 2015

IRS and DOL Enforcement Exams From A to Z

May 19, 2015 9:45am ‐ May 19, 2015 11:00am

Standard: $49.00


IRS and DOL enforcement examinations are becoming more prevalent. IRS and DOL coordinate in key areas. Practitioners need to develop appropriate skills for assisting a client with these examinations. Learn how to prepare for an exam, how to conduct a proper pre-exam review and survive the exam. Attendees will:
• Learn about the methods used to select plans and what plan sponsors should expect during the exam process
• Review live case studies using recent exam letters to plan sponsors and the process to conclude the exam
• Understand how to deal with the issues that arise when the pre-exam audit discloses compliance issues
• Obtain best practices for “hot button” areas known to have high potential for noncompliance


  • Lisa J. Beard, Director, Employee Plans Examination, Internal Revenue Service
  • Mabel Capolongo, Director, Office of Enforcement, U.S. Dept. of Labor - EBSA
  • Lisa Germano, President and General Counsel, Actuarial Benefits & Design Company
  • Martha Sadler, CPC, ERPA, Executive Vice President, Verisight

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