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Employee Benefit Plans 2014 - Virtual

Working with TPAs/Electronic Auditing

‐ May 14, 2014 10:20am

As technology expands and changes occur each year, plan auditors need to understand: how the transaction cycle is authorized by the employer; the impact of a SOC1 report; understand the service provider’s audit package; and be able to identify best practices in working with TPAs/record keepers/investment custodians/trustees. Highlights include:
  • Understanding the electronic authorization process
  • Ways to obtain information that does not seem readily available
  • Applying best practices in the review of your processes and procedures when dealing with the paperless/electronic
  • environment


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