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As technology expands and changes occur each year, plan auditors need to understand: how the transaction cycle is authorized by the employer; the impact of a SOC1 report; understand the service provider’s audit package; and be able to identify best practices in working with TPAs/record keepers/investment custodians/trustees. Highlights include:
Understanding the electronic authorization process
Ways to obtain information that does not seem readily available
Applying best practices in the review of your processes and procedures when dealing with the paperless/electronic
environment
Speaker(s):
Thomas
Hinsch,
Vice President, Qualified Project Management,
The Newport Group
