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Understand the role of governance in a retirement plan, as well as audit considerations related to governance. Learn why governance is important and why the auditor should care, as well as what good governance looks like. This session will address:
Why governance is important and why there the auditor should care
What good governance looks like
Is governance scaled to the size of the plan sponsor?
What and when the auditor should communicate with the governing body
Items that should be documented in meeting minutes
When should the attorney be involved?
What is the best way for auditor's to communicate with those charged with governance?
