Description
As technology expands and changes occur each year, plan auditors need to understand: how the transaction cycle is authorized by the employer; the impact of a SOC1 report; understand the service provider’s audit package; and be able to identify best practices in working with TPAs/record keepers/investment custodians/trustees. Highlights include:
• Understanding the electronic authorization process
• Ways to obtain information that does not seem readily available
• Applying best practices in the review of your processes and procedures when dealing with the paperless/electronic environment
Speaker(s):
- Thomas
Hinsch,
Vice President, Qualified Project Management,
The Newport Group
- Carmie
L. Howell,
CPA,
Manager,
TIAA-CREF
- Linh
Lu Le,
Compliance Advisor - Team Lead,
The Principal Financial Group
- Susan
J. Peirce,
CPA,
Principal,
Apple Growth Partners
