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AICPA/SIFMA FMS National Conference on the Securities Industry 2012 Live

Regulator's Forum

Nov 30, 2012 2:30pm ‐ Nov 30, 2012 3:45pm


This panel includes key representatives from regulatory agencies that write, interpret, supervise and examine the financial regulatory reporting requirements that apply to securities firms, banks and future commission merchants. The format for this session is a Q&A, so bring your questions.


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