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AICPA/SIFMA FMS National Conference on the Securities Industry 2012 Live

How Can the Customer Protection System Be Improved?

Nov 29, 2012 3:05pm ‐ Nov 29, 2012 3:55pm


Following the liquidations of Lehman, Madoff, MF Global and Peregrine, much attention is being paid to the adequacy of the protections afforded by the securities and commodities custody rules. Mike Macchiaroli and Kevin Piccoli will discuss current proposals that their agencies are considering and ideas for potential further improvements.


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