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AICPA/SIFMA FMS National Conference on the Securities Industry 2012 Live

Liquidation of Large Broker Dealers and FCMs - The Challenges Faced and Lessons for the Future

Nov 29, 2012 1:50pm ‐ Nov 29, 2012 2:40pm


Three of the largest liquidations in SIPC’s 42-year history are taking place now, with James Giddens as the trustee for two of them, Lehman Brothers and MF Global. Chris Kiplok, who serves as chief of staff and principal deputy to the trustee, will provide insight regarding the challenges faced in the liquidations, and give his views about lessons learned for the future.


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