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AICPA/SIFMA FMS National Conference on the Securities Industry 2012 Live

Update from the CFTC

Nov 30, 2012 1:00pm ‐ Nov 30, 2012 2:15pm


In addition to the fact that many of the largest futures commission merchants are also registered with the SEC as securities firms, many of them face the prospect of registering with the CFTC as swap dealers. Scott O’Malia will offer his insight regarding OTC derivatives reform and other important initiatives that the agency is working on.


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