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2022 AICPA & CIMA Conference on Banks & Savings Institutions

BAN2207 - SEC Updates from Corporation Finance and Office of the Chief Accountant


Sep 12, 2022 4:20pm ‐ Sep 12, 2022 5:10pm


Standard: $49.00

Description

The Division of Corporation Finance and the Office of the Chief Accountant have been active on many fronts this past year. Join this session for developments and priorities of Corp Fin and OCA regarding banking and registrant matters.

Learning Objectives:
  • Assess filing review observations, including those relating to banking specific responses
  • Analyze rule-making initiatives
  • Identify matters regarding division monitoring and activities

Speaker(s):

  • Rachel Mincin, Senior Associate Chief Accountant, U.S. Securities & Exchange Commission
  • Stephanie Sullivan, CPA, Associate Chief Accountant, U.S. Securities and Exchange Commission
Tags: All Banks
Category: Concurrent Session (Onsite and Online)

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