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2021 AICPA & CIMA Conference on Banks & Savings Institutions

BAN2107 - SEC Updates from Corporation Finance, Enforcement, & OCA

Sep 20, 2021 4:15pm ‐ Sep 20, 2021 5:30pm

Standard: $49.00


The Division of Corporation Finance (Corp Fin), Enforcement and the OCA have been active on many fronts this past year. Join this session for developments and priorities of Corp Fin, Enforcement and the OCA regarding banking and registrant matters.

Learning Objectives:
  • Assess filing review observations, including those relating to COVID-19, CECL and banking specific responses
  • Analyze rule-making initiatives
  • Identify matters regarding division monitoring and activities

​Speaker - Virtual(s):

  • Stephanie Sullivan, CPA, Associate Chief Accountant, U.S. Securities and Exchange Commission
  • Kevin Vaughn, CPA, Senior Associate Chief Accountant, U.S. Securities & Exchange Commission
  • Matthew Jacques, CPA, Chief Accountant - Enforcement Division, U.S. SEC
Tags: All Banks
Category: Concurrent Session (Onsite and Online)

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