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AICPA & CIMA 2021 Governmental & Not-For-Profit Training Program

GOV2107 - Internal Control over Compliance: A Step-by-Step Approach

Oct 25, 2021 10:55am ‐ Oct 25, 2021 11:45am

Standard: $49.00


Building on the concepts learned in the previous Internal Controls in a Single Audit session, this session will focus on the process of identifying effective internal control over compliance and how the auditor decides whether a control is designed and implemented effectively.

Learning Objectives:
  • Identify control objectives for each compliance requirement.
  • Analyze compliance processes and controls within processes.
  • Distinguish risks within processes ("what can go wrong" risks).
  • Determine whether controls have been placed into operation and are operating effectively.


  • Katie Gleason, CPA, Deputy State Auditor, Office of the State Auditor, North Carolina

​Speaker - Virtual(s):

Category: Concurrent Session Onsite and Online

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