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AICPA & CIMA Employee Benefit Plans Conference 2021

EBP2106 - Internal Control: Putting the Puzzle Pieces Together

May 3, 2021 10:50am ‐ May 3, 2021 12:05pm


Identify the various components of internal control at the plan sponsor, custodian and recordkeeper.  Analyze different scenarios when one provider is utilized vs. multiple providers

Learning Objectives:
  • Identify common controls related to employee benefit plan operations at the plan sponsor, recordkeeper, trustee, custodian
  • Identify and test (if applicable) user entity controls from a SOC I report for a service provider
  • Identify common testing approaches for testing operating effectiveness


Category: Concurrent Session Online

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