Description
Join us for an in-depth session on documentation techniques for ERISA plan audits. Participants will have opportunity to explore the key areas where audit documentation is critical - and how insufficient documentation practices can cause a non-conforming engagement even when sufficient substantive procedures have been performed. Our speakers will also share best practices that have been proven successful in their employee benefit plan audits.
Learning Objectives:
- Recall the AICPA Professional Standards for documentation and how to apply them in an EBP audit.
- Identify key areas in an EBP audit where excellent documentation practices can significantly contribute toward meeting professional standards.
- Identify and locate resources which are available for the EBP auditor to comply with documentation standards.
Speaker(s):
Category:
Concurrent Session Online