Join us for an in-depth session on documentation techniques for ERISA plan audits. Participants will have opportunity to explore the key areas where audit documentation is critical - and how insufficient documentation practices can cause a non-conforming engagement even when sufficient substantive procedures have been performed. Our speakers will also share best practices that have been proven successful in their employee benefit plan audits.
Recall the AICPA Professional Standards for documentation and how to apply them in an EBP audit.
Identify key areas in an EBP audit where excellent documentation practices can significantly contribute toward meeting professional standards.
Identify and locate resources which are available for the EBP auditor to comply with documentation standards.