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AICPA & CIMA Employee Benefit Plans Conference 2021


EBP2116 - Documentation Best Practices - What You Think You Know or Should Know


May 3, 2021 2:45pm ‐ May 3, 2021 3:35pm

Standard: $49.00

Description

Join us for an in-depth session on documentation techniques for ERISA plan audits. Participants will have opportunity to explore the key areas where audit documentation is critical - and how insufficient documentation practices can cause a non-conforming engagement even when sufficient substantive procedures have been performed.   Our speakers will also share best practices that have been proven successful in their employee benefit plan audits.

Learning Objectives:
  • Recall the AICPA Professional Standards for documentation and how to apply them in an EBP audit.
  • Identify key areas in an EBP audit where excellent documentation practices can significantly contribute toward meeting professional standards.
  • Identify and locate resources which are available for the EBP auditor to comply with documentation standards.

Speaker(s):

Category: Concurrent Session Online

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