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AICPA & CIMA Employee Benefit Plans Conference 2021

EBP2117 - Planning & Risk Assessment: Part I

May 3, 2021 2:45pm ‐ May 3, 2021 3:35pm

Standard: $49.00


This session is part 1 of 2 of working through the planning and risk assessment process for the fundamental track case study and will continue in Session #XX. These sessions include consideration of SOC 1 reports and certifications for limited scope audits.

Learning Objectives:
  • Recognize necessary procedures to properly plan an employee benefit plan, through utilization of an example
  • Discuss risk assessment and the design of and linkage to planned procedures based on risk evaluation by audit area at the assertion level utilizing examples of documentation tools
  • Outline when limited-scope audits are appropriate utilizing evaluation tool
  • Review SOC 1 report and its impact on planned procedures and risk assessment, walk through a SOC 1 evaluation, including internal and user control considerations


Category: Concurrent Session Online

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