This session will explore the steps necessary to determine if a compliance exception or control deviation is a finding. We will also explore how to properly classify, report, and communicate findings in accordance with requirements. The session will also address how to modify audit strategy, when a control deviation or compliance exception exists.
Determine how to evaluate results of internal control over compliance and compliance testing
Analyze findings reported under Uniform Guidance and Government Auditing Standards
Apply knowledge gained through use of case studies