Description

This session will address advanced topics related to SOC 1 reports and their utilization within an employee benefit plan audit.

Learning Objectives:

• Evaluate risk assessment considerations from current guidance with a focus on SOC 1 reliance considerations and requirements
• Assess SOC 1 report adequacy of presentation, testing and control coverage.
• Evaluate user entity controls relevancy and level of testing the user entity should consider and the effect on the EBP audit.
• Analyze carve-outs and their relevancy for the user entity and the effect on the EBP audit.

Speaker(s):

• Audrey Katcher, CPA, CITP, CISA, CGMA, Partner, RubinBrown LLP
• Lara Stanton, Director - Employee Benefit Plans, Sikich LLP

Category: Concurrent Session Onsite and Online