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Advanced SOC-1 Matters (Repeat of Session 15)


May 6, 2020 9:45am ‐ May 6, 2020 11:00am


Credits: None available.

Description

This session will address advanced topics related to SOC 1 reports and their utilization within an employee benefit plan audit. At the end of this session attendees will be able to:

Learning Objectives:
  • Evaluate risk assessment considerations from current guidance with a focus on SOC 1 reliance considerations and requirements and assess SOC 1 report adequacy of presentation, testing and control coverage.
  • Evaluate user entity controls relevancy and level of testing the user entity should consider and the effect on the EBP audit.
  • Analyze carve-outs and their relevancy for the user entity and the effect on the EBP audit.
  • Identify and analyze qualifications, exceptions, missing control coverage, inadequate control testing (such as inquiry only) and the effect on the EBP audit and apply session takeaways to develop/enhance best practices within their respective firms.

Speaker(s):

Credits

Credits: None available.

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