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Employee Benefit Plans Conference 2020


EBP2024 - Planning and Risk Assessment Part I


May 4, 2020 4:25pm ‐ May 4, 2020 5:40pm

Description

Please Note: This session is part of the A&A Fundamentals sessions and facilitators have asked that attendees bring a laptop computer in order to fully participate in these sessions. This session is part 1 of 2 of planning and risk assessment for the fundamental track case study. These sessions include consideration of audit planning, certifications for limited scope audits and SOC reports and the risk assessment process.

Learning Objectives:
  • Overview of audit planning and practical aspects for audits of employee benefit plans.
  • Understand limited scope applicability and impact to audit and reporting.
  • Evaluation of SOC report, documentation and impact to audit procedures.
  • Understand risk assessment process and the importance of documentation and linkage to audit procedures.

Speaker(s):

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