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Employee Benefit Plans Conference 2020


EBP2025 - Documentation Best Practices- What You Think You Know


Nov 10, 2020 4:05pm ‐ Nov 10, 2020 5:20pm

Description

Join us for an in-depth session on documentation techniques for ERISA plan audits. Participants will have opportunity to explore the key areas where audit documentation is critical – and how insufficient documentation practices can cause a non-conforming engagement even when sufficient substantive procedures have been performed. Learn from leading subject matter experts and come with your questions.

Learning Objectives:
  • Recall the AICPA Professional Standards for documentation and how to apply them in an EBP audit.
  • Identify key areas in an EBP audit where excellent documentation practices can significantly contribute toward meeting professional standards.
  • Locate resources which are available for the EBP auditor to comply with documentation standards.

Speaker(s):

  • Alice Evans, CPA. CGMA, Principal, A.C. Evans LLC
  • Marcus J. Aron, CPA, Acting Chief, Division of Accounting Services, U.S. Department of Labor

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