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National Conference on Banks & Savings Institutions 2019

BAN1906 - SEC Update: Developments from Corporation Finance

Sep 9, 2019 2:00pm ‐ Sep 9, 2019 3:15pm

Standard: $49.00


This session will provide an update on relevant topics and issues from the Division of Corporation Finance.

Learning Objectives:

  1. Filing Review Observations
  2. Market Risk Disclosure themes
  3. Rule-making initiatives update


  • Catherine Brown, JD, Deputy Chief Risk Officer, U.S. Securities & Exchange Commission
  • Lindsay McCord, CPA, Chief Accountant, Division of Corporation Finance, U.S. SEC
  • John P. Nolan, CPA, MBA, Senior Assistant Chief Accountant, U.S. Securities & Exchange Commission
Tags: All Banks

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