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National Conference on Banks & Savings Institutions 2019


BAN1906 - SEC Update: Developments from Corporation Finance


Sep 9, 2019 3:00pm ‐ Sep 9, 2019 4:15pm

Standard: $49.00

Description

This session will provide an update on relevant topics and issues from the Division of Corporation Finance.

Learning Objectives:

  1. Filing Review Observations
  2. Market Risk Disclosure themes
  3. Rule-making initiatives update

    Speaker(s):

    • Catherine Brown, JD, Deputy Chief Risk Officer, U.S. Securities & Exchange Commission
    • Lindsay McCord, CPA, Corporation Finance Deputy Chief Accountant, U.S. SEC
    • John P. Nolan, CPA, MBA, Senior Assistant Chief Accountant, U.S. Securities & Exchange Commission
    Tags: All Banks

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