Employee Benefit Plans Accounting, Auditing and Regulatory Update 2018

AAR1803 - Panel with DOL, Peer Review and Ethics Compliance

Dec 10, 2018 1:05pm ‐ Dec 10, 2018 2:20pm


Representatives from AICPA Peer Review and Professional Ethics, and the DOL EBSA Office of Chief Accountant will participate in a roundtable discussion on current audit quality reviews initiatives and findings. Hear about the latest approaches employed by AICPA and DOL to assess improvements in audit quality, and new areas of audit quality focus.


  • Apply information on recent audit quality review trends and findings to your engagements.
  • Distinguish between Peer Review's, Ethics', and DOL’s approaches and perspectives in determining whether audits are considered non-conforming or deficient.
  • Identify audit areas that are at a higher risk of an audit deficiency occuring so your firm can prepare for your audits and engagement quality reviews.


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