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Employee Benefit Plans Conference 2017


EBP1728 - Limited Scope Audits


May 9, 2017 9:45am ‐ May 9, 2017 11:00am

Standard: $49.00

Description

This session will address the auditor’s responsibility when performing a limited scope audit and how to identify an acceptable certification. It will also review disclosure requirements for limited scope audits. Facilitators recommend bringing your laptop to this session to fully participate in the case study.

Attendees will:

  • Identify and assess the risks associated with limited scope audits
  • Identify and assess the certification for compliance with the regulation
  • Identify audit procedures when the certification does not cover the assets
  • Understand the disclosure requirements for limited scope audits
  • Understand the format of the audit report for a limited scope audit
  • Best practices in audit documentation

Speaker(s):

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