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Employee Benefit Plans Accounting, Auditing and Regulatory Update 2016


1 - Welcome & Introduction and Department of Labor Update


Dec 5, 2016 8:30am ‐ Dec 5, 2016 9:55am

Standard: $49.00

Description

This session will discuss the DOL’s requirements of 408(b)(2) regulations and how these will impact clients and firm audits. Also covered will be the current focus of OCA’s audit quality inspection programs and the good and “not so good” work the DOL sees, as well as information about current reporting compliance activities that will affect clients’ Form 5500 filings. Attendees will learn:

  • Everything CPAs need to know about current legislative and regulatory developments at the DOL
  • Details about the DOL’s audit quality inspection programs and what distinguishes work that is considered to be “best practice”
  • Which pitfalls most often plague benefit plan audits and result in rejection of Form 5500 filings
  • EFAST II filing issues and the DOL’s latest reporting compliance initiatives
  • The latest information about the DOL’s fee disclosure initiative

Speaker(s):

  • Ian Dingwall, CPA, Chief Accountant, Employee Benefits Security Administration (EBSA)

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