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How much audit documentation is enough? This session will address what evidence peer review and the DOL are looking for that demonstrate your audit was planned and performed in accordance with standards. Attendees will learn best practices on audit documentation, with special emphasis on:
• The auditor's responsibility to prepare audit documentation for an EBP audit
• Common audit documentation deficiencies found by DOL and peer review
• Determining whether your firm's audit documentation policy is sufficient
• Best practices in audit documentation
Speaker(s):
Marcus
J. Aron,
CPA,
Chief, Division of Accounting Services, Office of the Chef Accountant,
EBSA, U.S. Department of Labor
Melissa
K. Hooley,
CPA, CGMA,
Partner, Employee Benefits Practice,
BDO USA, LLP
