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Employee Benefit Plans 2016


27 - Audit Quality Issues - What Regulators Expect Auditors To Do (repeated in #70)


May 10, 2016 3:55pm ‐ May 10, 2016 5:10pm

Standard: $49.00

Description

This session will cover the top 10 deficiencies noted in the DOL Audit Quality Study, and more importantly, how to prevent them from occurring in your plan audits. Subjects to be covered include internal controls, eligibility, contributions, benefit payments, planning and supervision, party-in-interest, fraud, limited scope, distributions and expenses. Attendees will:
• Recognize the most frequent audit shortcomings noted by the DOL
• Understand how to avoid the most-frequent shortcomings when performing employee benefit plan audits

Speaker(s):

  • Michael E. Auerbach, CPA, Chief, Division of Accounting Services Employee Benefits Security Administration, U.S. Department of Labor
  • Chris Rouse, CPA, Director, Windham Brannon, PC

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