In addition to the fact that many of the largest futures commission merchants are also registered with the SEC as securities firms, many of them face the prospect of registering with the CFTC as swap dealers. Scott O’Malia will offer his insight regarding OTC derivatives reform and other important initiatives that the agency is working on.

This panel includes key representatives from regulatory agencies that write, interpret, supervise and examine the financial regulatory reporting requirements that apply to securities firms, banks and future commission merchants. The format for this session is a Q&A, so bring your questions.